Form ADV Part 2

Probity Advisors, Inc. Form ADV Part 2

Form ADV is used by investment advisers to register with the Securities and Exchange Commission (SEC) and  state securities authorities. The form must be updated annually and made available as public record. You can find a copy of an investment advisor’s most recent Form ADV on the SEC’s Investment Adviser Public Disclosure (IAPD) website at www.adviserinfo.sec.gov.

Form ADV Part 2 acts as a disclosure document for clients and prospective clients. It includes information such as the types of advisory services offered, the adviser’s fee schedule, disciplinary information, conflicts of interest, and business background of management and key advisory personnel. Investment advisers are required to deliver a copy of their Part 2 to their clients. These brochures are also available to the public as well.

In order to provide all of our clients with a consistently high level of service, communication, and transparency, we are providing our customer disclosure brochure on our website, and Probity’s Form ADV Part 2 can be viewed by clicking here.  As explained above, this standardized disclosure provides greater detail about our firm and the types of services we provide, along with other regulatory information you may wish to review.

WSA Affiliates, LLC Form ADV Part 2

The WSA Affiliates, LLC Form ADV Part 2 can be viewed by clicking here.  As explained above, this standardized disclosure provides greater detail about our firm and the types of services we provide, along with other regulatory information you may wish to review.